Compliance Policy Templates for Law Firms

Welcome to our Policy Store

Build and maintain your firm’s compliance framework with professionally prepared policy templates, procedures, registers and supporting documents.

The Legal Eye Policy Store provides downloadable Microsoft Word and Excel templates for SRA- and CLC-regulated law firms. Purchase individual documents, selected bundles or a complete Risk Management Framework according to your firm’s requirements.

Choose the policies for your firm

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Choose the level of support you need

Complete Risk Management Framework

For firms looking to build or strengthen their entire compliance framework, Legal Eye offers a comprehensive suite of editable policy templates, procedures, registers and supporting documents.

The framework covers key areas of law-firm risk and compliance, including:

Financial crime and anti-money laundering
Risk and compliance management
Client care and complaint handling
Matter management and supervision
Data protection and information security
Business continuity and IT
Financial procedures

The complete Risk Management Framework is available for £4,962 plus VAT, representing a 30% saving compared with purchasing the included documents individually. Payment can also be spread over three months, if required.

Documents are supplied in editable Microsoft Word and Excel formats, allowing your firm to adapt them to its structure, services and working practices. Legal Eye can also provide separate support with tailoring and implementing the documents.

For further information about the framework, its contents or payment options, please contact Legal Eye.

Enquire About the Complete Framework

Documentation updates

Our template documents are under regular review – please note, purchase of any of our template documents listed below does not include further updates to documentation which occur after your purchase.

Legal Eye also provides a subscription retainer which includes updates to individual documents purchased as part of any of the bundles. These updates will include regulatory and best practice changes and will be communicated via email and with the provision of the updated document with tracked changes visible.

Please note, ‘cosmetic’ changes to documents (such as formatting, re-wording, re-ordering and general refreshing of documents) will not be communicated as part of this service. For more information on our subscription packages please contact [email protected].