The Legal Eye team have partnered with InfoTrack to deliver an exclusive webinar that delves into the issues that surround risk assessments.
On Thursday 29th February at 11:00am, Lisa Edwards, InfoTrack National Sales Manager, will be joined by Norman Denton, senior compliance consultant at Legal Eye.
Why it is relevant to you:
The Solicitors Regulation Authority (SRA) issued a stern Warning Notice to Firms in October 2023, highlighting the persistent issue of non-compliant client/matter risk assessments. Effective risk assessments are pivotal in preventing money laundering and ensuring regulatory compliance, yet many law firms continue to grapple with this crucial task.
Norman Denton, Senior Compliance and Regulatory Specialist at Legal Eye, will lead this insightful session, addressing key areas including:
- Approaching client and matter risk assessments effectively.
- Demonstrating ongoing assessments and compliance.
- Evaluating sources of funds and wealth.
- Distinguishing between good and poor practices, with real-world evidence.
- Equip yourself with the knowledge and tools necessary to navigate the complexities of client and matter risk assessments.
Don’t miss this opportunity to enhance your firm’s compliance strategies. Register today.