When did you last consider your firm’s Codes of Conduct and its approach to client care?

This comprehensive training will be delivered live, interactive and exclusive to your firm.

In order to ensure you get the most from the training, a scoping call will be made to tailor the training accordingly and you will also be provided with a copy of the recording along with the presentation slides to help solidify the information for your teams.

What’s included?

The 40 minutes session will be tailored with your COLP and includes the following:

• The SRA Standards and Regulations – the background
• The Principles
• The Codes of Conduct (Individual & Firm)
• What does this mean for me?
• Focus on ethics, honesty and personal responsibility
• Highlights on Client Care, Conflict of Interest & Undertakings
• Failing to meet the standards of service – breaches
• When things go wrong – steps to take.

All registered staff members will be provided with a copy of the recording along with accompanying presentation slides.

These can also be issued to those unable to attend allowing you to complete their training at a later date and remain compliant with requirements to ensure all staff receive updated training.

Who is this training for?

This course is ideal for individuals in your organisation with specific AML responsibilities, including MLROs, COLPs, HOLPs, and other compliance professionals.

Get started

Our Codes of Conduct training provides the critical expertise required to navigate complex regulatory landscapes with confidence, ensuring your team is fully equipped to meet their obligations and protect your firm.

To get started call 0203 051 2049 or email [email protected]