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Effective compliance training is most valuable when it reflects the responsibilities, procedures and practical risks encountered by the people attending.
Legal Eye provides bespoke, face-to-face compliance training for law firms and other providers of legal services. Sessions can be developed for different roles and levels of experience, from firm-wide awareness training to more detailed workshops for managers and compliance professionals.
Training is developed following an initial scoping discussion and delivered in person at an agreed location. The content can incorporate your firm’s policies, procedures, branding and relevant practical examples.
Why choose bespoke on-site training?
Bespoke on-site training allows your firm to bring relevant members of staff together for an interactive session focused on its own objectives, procedures and areas of risk.
Participants can ask questions, discuss practical scenarios and consider how the subject matter applies within their roles. The format can also support firm-wide training programmes, regulatory preparation, accreditation work and the implementation of new or revised procedures.
Discuss Your Training Requirements
Bespoke compliance training topics
Training can be developed across a range of legal-sector risk and compliance subjects, including:
- Anti-money laundering and economic crime
- Source of funds and source of wealth
- Sanctions and financial-crime risks
- UK GDPR and data protection
- Complaints handling and service recovery
- SRA and CLC professional conduct
- Conflicts of interest
- Equality, diversity and inclusion
- The Bribery Act 2010
- The Criminal Finances Act 2017
- Cybersecurity and information security
- Social media and reputational risk
- Client care and supporting vulnerable clients
- Lexcel, CQS and other accreditation requirements
- Supervision, file reviews and effective risk management
How bespoke on-site training works
1. Initial discussion: We discuss your firm, the intended audience and the objectives for the training.
2. Scoping meeting: Relevant procedures, risks, practical examples and learning objectives are agreed.
3. Content development: Legal Eye prepares the training materials for review and approval.
4. On-site delivery: The interactive session is delivered in person at the agreed location.
5. Evaluation and reporting: Attendance and participant feedback can be recorded and assessed against the agreed learning objectives.
Measuring participation and learning
Where agreed as part of the scope, participants can complete a questionnaire following the training. This can be used to record attendance, gather feedback and evaluate whether the agreed learning objectives have been met.
Legal Eye can then provide your organisation with a report summarising the findings.
Who is the training for?
Bespoke on-site training can be developed for:
- Partners, directors and senior managers
- COLPs, COFAs, MLROs and MLCOs
- Internal compliance and risk teams
- Solicitors, conveyancers and other fee earners
- Trainees, paralegals and support teams
- Reception, administration and client-care staff
- New starters or particular departments
- Firm-wide audiences with different levels of experience
Training delivered by legal-sector compliance specialists
Training is developed and delivered by Legal Eye’s experienced legal-sector risk and compliance professionals. Our practical approach helps participants understand how regulatory requirements, internal procedures and good risk management apply to their day-to-day responsibilities.
Discuss Your Training Requirements
Frequently asked questions
What subjects can Legal Eye deliver training on?
Legal Eye can provide training across a range of legal-sector risk and compliance subjects, including anti-money laundering, source of funds and source of wealth, sanctions, data protection, complaints handling, professional conduct, conflicts of interest, equality and diversity, client care, cybersecurity, social media and accreditation requirements. Other subjects can be considered depending on your firm’s needs.
Where can the training be delivered?
On-site training can be delivered in person at your firm’s premises or another agreed location. Delivery arrangements will be discussed as part of the initial scoping process.
Can the training be tailored to our policies and procedures?
Yes. Relevant policies, procedures, services and internal responsibilities can be incorporated into the session so that the training reflects how compliance is managed within your firm.
Can practical scenarios from our firm be included?
Yes. Where appropriate, anonymised examples or practical scenarios supplied by your firm can be incorporated into the training. These will be discussed during the scoping process.
Is the training suitable for SRA- and CLC-regulated firms?
Yes. Training can be developed for both SRA- and CLC-regulated firms and tailored to reflect the relevant regulatory requirements, services and staff responsibilities.
Can sessions be developed for different roles or departments?
Yes. Sessions can be developed for firm-wide audiences, individual departments or particular roles, including partners, managers, compliance professionals, fee earners and support teams.
Are training materials provided?
Relevant presentation or supporting materials can be provided where included within the agreed scope. The materials and format required will be discussed during the scoping process.
How is attendance recorded?
The method used to record attendance will be agreed during the scoping process. This may include an attendance register and a post-training questionnaire used to gather feedback and assess whether the agreed learning objectives have been met.
Can Legal Eye also provide live online training?
Yes. Legal Eye also provides live, interactive online training. We can discuss whether face-to-face, online or a combination of delivery methods is most appropriate for your firm.
