Register now: Book your free place 

Legal Eye is pleased to be part of Estatesearch’s new Live Webinar Series, designed to help legal professionals understand the challenges facing those in the Private Client arena, enhance compliance, and win more clients. 

This free webinar is an opportunity for private client practitioners to gain practical compliance strategies and ensure their firm stays ahead of regulatory risks. 

Join us for an insightful session on Regulation and Compliance in Private Client Work, where we will cover: 

• Key risk areas for private client teams, including increased regulatory scrutiny from the SRA and HMRC. 

• AML and compliance best practices, focusing on client due diligence, source of funds checks, and updated money laundering regulations. 

• Trust Registration Service (TRS) compliance and the expanded reporting requirements under the Fifth Money Laundering Directive (5MLD). 

• Tax and reporting obligations, including updates on Inheritance Tax (IHT), Capital Gains Tax (CGT), and estate administration. 

• GDPR and cybersecurity risks, ensuring data protection compliance and mitigating cyber threats. 

• Assessing mental capacity and ethical considerations, particularly in estate planning, LPAs, and vulnerable client protection. 

• Economic Crime Act and sanctions compliance, covering increased due diligence on high-net-worth clients and cross-border estates. 

• Practical steps to strengthen your firm’s risk management and remain compliant in an evolving regulatory landscape. 

Paul Saunders, Managing Director of Legal Eye, will lead this free session, offering expert insights to help private client teams navigate regulatory challenges effectively. 

Date: Tuesday 25th March
Time: 10:00 AM – 10:45 AM
Location: Online Webinar 

Register now: Book your free place