Estate Agent AML Document Review

Legal Eye will assess the compliance of your firm’s policies against HMRC, and will identify any action you need to consider in conjunction with the following:

• Governance Risk based approach
• Customer due diligence
• Source of funds and source of wealth (where appropriate)
• Suspicious activity reporting

The documents we will need to review which are relevant to and include:  

• AML policies
• Due Diligence policies
• Risk Management policies
• Supporting policies & documents (ie; Anti-Bribery & Corruption Policy)
• Training & Development records

Included as part of the AML Document Review is a comprehensive written action plan confirming the suggested corrective action required.

Money laundering compliance support for estate agents

Get in touch today for an initial chat about how we can help. Email [email protected] or call 020 3051 2049

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Other services

• Estate Agent Policies Docs
• Estate Agents Compliance Gap Analysis
• Estate Agents AML Independent Audit